Kathleen Rowan has been active in the financial industry twenty years. She is the Chief Compliance Officer for a broker-dealer firm in Chicago, and has also served on the board of the Security Traders Association of Chicago for over ten years. Ms. Rowan’s experience in the securities industry has focused on risk and compliance, including communicating with regulators and meeting with leaders on Capitol Hill as an advocate for an equitable and lucrative marketplace for individual investors as well as professional industry participants.
Ms. Rowan is a graduate of DePaul University of Chicago, and she is completing her last year as a J.D. candidate at Chicago-Kent College of Law.